The Board of Directors of Moody's Corporation (the "Company") sets high standards for the Company's employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance. It is the duty of the Board of Directors to serve as a prudent fiduciary for shareholders and to oversee the management of the Company's business. To fulfill its responsibilities and to discharge its duty, the Board of Directors follows the procedures and standards that are set forth in these guidelines. These guidelines are subject to modification from time to time as the Board of Directors deems appropriate in the best interests of the Company or as required by applicable laws and regulations.
| Committee Composition |
|
Audit
|
Governance and Compensation
|
MIS
|
Henry A. McKinnell Jr., Ph.D.
|
 
|
|
|
|
Director since October 1997
Henry A. McKinnell, Jr., age 70, is Chairman of the Board of Directors and serves as a member of the Audit, Governance and Compensation and MIS Committees. As of February 2013, Dr. McKinnell became the Chief Executive Officer of Optimer Pharmaceuticals, Inc. He served as Chairman of the Board of Pfizer Inc., a pharmaceutical company, from May 2001 until his retirement in December 2006 and Chief Executive Officer from January 2001 to July 2006. He served as President of Pfizer Inc. from May 1999 to May 2001, and as President of Pfizer Pharmaceuticals Group from January 1997 to April 2001. Dr. McKinnell served as Chief Operating Officer of Pfizer Inc. from May 1999 to December 2000 and as Executive Vice President from 1992 to 1999. Dr. McKinnell currently is the Chairman of the Board of Optimer Pharmaceuticals, Inc. (member of board from January 2011- present), Emmaus Life Sciences, Inc. (member of the board from May 2010—present) and the Accordia Global Health Foundation (member of the board from September 2003-present). He is Chairman Emeritus of the Connecticut Science Center, and is a member of the Academic Alliance for AIDS Care and Prevention in Africa. He served as director of Angiotech Pharmaceuticals, Inc. until 2011, Pfizer Inc. and ExxonMobil Corporation until 2007 and John Wiley & Sons until 2005.
|
Holdings: 111,875 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Acquisition (Non Open Market) |
119 |
64.96 |
| Mar 13, 2013 |
Acquisition (Non Open Market) |
150 |
51.69 |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
3,877 |
n/a |
| Dec 10, 2012 |
Acquisition (Non Open Market) |
113 |
49.20 |
| Sep 10, 2012 |
Acquisition (Non Open Market) |
132 |
41.86 |
| Jun 11, 2012 |
Acquisition (Non Open Market) |
152 |
36.68 |
| Apr 19, 2012 |
Acquisition (Non Open Market) |
798 |
n/a |
| Mar 12, 2012 |
Acquisition (Non Open Market) |
142 |
38.92 |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,626 |
n/a |
| Dec 12, 2011 |
Acquisition (Non Open Market) |
121 |
34.97 |
| Nov 17, 2011 |
Option Execute |
14,400 |
19.99 |
| Sep 12, 2011 |
Acquisition (Non Open Market) |
147 |
28.49 |
| Jun 10, 2011 |
Acquisition (Non Open Market) |
101 |
41.57 |
| Mar 10, 2011 |
Acquisition (Non Open Market) |
107 |
32.05 |
| Feb 8, 2011 |
Acquisition (Non Open Market) |
4,665 |
n/a |
| Dec 10, 2010 |
Acquisition (Non Open Market) |
98 |
27.18 |
| Sep 10, 2010 |
Acquisition (Non Open Market) |
106 |
24.99 |
| Jun 10, 2010 |
Acquisition (Non Open Market) |
139 |
19.08 |
| May 21, 2010 |
Option Execute |
21,600 |
14.06 |
| Mar 10, 2010 |
Acquisition (Non Open Market) |
96 |
27.54 |
| Feb 9, 2010 |
Acquisition (Non Open Market) |
4,295 |
n/a |
| Dec 10, 2009 |
Acquisition (Non Open Market) |
81 |
25.15 |
| Sep 29, 2009 |
Option Execute |
10,000 |
10.99 |
| Sep 14, 2009 |
Acquisition (Non Open Market) |
84 |
24.93 |
| Jun 10, 2009 |
Acquisition (Non Open Market) |
56 |
29.10 |
| Mar 10, 2009 |
Acquisition (Non Open Market) |
115 |
18.04 |
| Feb 10, 2009 |
Acquisition (Non Open Market) |
4,533 |
n/a |
| Dec 10, 2008 |
Acquisition (Non Open Market) |
72 |
22.41 |
| Nov 6, 2008 |
Option Execute |
6,000 |
11.06 |
| Sep 10, 2008 |
Acquisition (Non Open Market) |
42 |
39.02 |
| Jun 10, 2008 |
Acquisition (Non Open Market) |
42 |
39.59 |
| Mar 10, 2008 |
Acquisition (Non Open Market) |
44 |
35.50 |
| Feb 12, 2008 |
Acquisition (Non Open Market) |
3,021 |
n/a |
| Dec 10, 2007 |
Acquisition (Non Open Market) |
25 |
40.97 |
| Oct 30, 2007 |
Option Execute |
6,360 |
10.74 |
| Sep 10, 2007 |
Acquisition (Non Open Market) |
23 |
44.15 |
| Jun 11, 2007 |
Acquisition (Non Open Market) |
16 |
68.45 |
| Mar 12, 2007 |
Acquisition (Non Open Market) |
16 |
65.01 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
1,582 |
n/a |
| Dec 11, 2006 |
Acquisition (Non Open Market) |
12 |
69.96 |
| Sep 13, 2006 |
Acquisition (Non Open Market) |
12 |
62.98 |
| Jun 12, 2006 |
Acquisition (Non Open Market) |
15 |
52.51 |
| Mar 13, 2006 |
Acquisition (Non Open Market) |
11 |
67.57 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
1,585 |
n/a |
|
|
Basil L. Anderson
|
|
|
|
|
Director since April 2004
Basil L. Anderson, age 67, is Chairman of the Audit Committee, and is a member of the Governance and Compensation and MIS Committees of the Board of Directors. Mr. Anderson served as Vice Chairman of Staples, Inc., an office products company, from September 2001 until his retirement in March 2006. Prior to joining Staples, Mr. Anderson served as Executive Vice President and Chief Financial Officer of Campbell Soup Company from April 1996 to February 2001. Prior to joining Campbell Soup, Mr. Anderson was with Scott Paper Company where he served in a variety of capacities beginning in 1975, including Vice President and Chief Financial Officer from December 1993 to December 1995. Mr. Anderson currently is a director of Staples, Inc. (1997-present), Becton Dickinson (2004-present) and Hasbro, Inc. (2002-present). He served as director of CRA International Inc. until January 2010.
|
Holdings: 31,806 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Acquisition (Non Open Market) |
97 |
64.96 |
| Mar 13, 2013 |
Acquisition (Non Open Market) |
122 |
51.69 |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Dec 10, 2012 |
Acquisition (Non Open Market) |
93 |
49.20 |
| Sep 10, 2012 |
Acquisition (Non Open Market) |
109 |
41.86 |
| Jun 11, 2012 |
Acquisition (Non Open Market) |
125 |
36.68 |
| Mar 12, 2012 |
Acquisition (Non Open Market) |
117 |
38.92 |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Dec 12, 2011 |
Acquisition (Non Open Market) |
98 |
34.97 |
| Sep 12, 2011 |
Acquisition (Non Open Market) |
120 |
28.49 |
| Jun 10, 2011 |
Acquisition (Non Open Market) |
82 |
41.57 |
| Mar 10, 2011 |
Acquisition (Non Open Market) |
87 |
32.05 |
| Feb 8, 2011 |
Acquisition (Non Open Market) |
4,332 |
n/a |
| Dec 10, 2010 |
Acquisition (Non Open Market) |
77 |
27.18 |
| Sep 10, 2010 |
Acquisition (Non Open Market) |
84 |
25.00 |
| Jun 10, 2010 |
Acquisition (Non Open Market) |
109 |
19.10 |
| Mar 10, 2010 |
Acquisition (Non Open Market) |
75 |
27.53 |
| Feb 9, 2010 |
Acquisition (Non Open Market) |
4,295 |
n/a |
| Dec 10, 2009 |
Acquisition (Non Open Market) |
60 |
25.14 |
| Sep 14, 2009 |
Acquisition (Non Open Market) |
62 |
24.93 |
| Jun 10, 2009 |
Acquisition (Non Open Market) |
38 |
29.10 |
| Mar 10, 2009 |
Acquisition (Non Open Market) |
85 |
18.04 |
| Feb 10, 2009 |
Acquisition (Non Open Market) |
4,533 |
n/a |
| Dec 10, 2008 |
Acquisition (Non Open Market) |
50 |
22.41 |
| Sep 10, 2008 |
Acquisition (Non Open Market) |
28 |
39.02 |
| Jun 10, 2008 |
Acquisition (Non Open Market) |
28 |
39.59 |
| Mar 10, 2008 |
Acquisition (Non Open Market) |
30 |
35.50 |
| Dec 10, 2007 |
Acquisition (Non Open Market) |
15 |
40.97 |
| Sep 10, 2007 |
Acquisition (Non Open Market) |
14 |
44.15 |
| Jun 11, 2007 |
Acquisition (Non Open Market) |
9 |
68.45 |
| Mar 12, 2007 |
Acquisition (Non Open Market) |
10 |
65.01 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
1,582 |
n/a |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
3,021 |
n/a |
| Dec 11, 2006 |
Acquisition (Non Open Market) |
7 |
69.96 |
| Sep 13, 2006 |
Acquisition (Non Open Market) |
6 |
62.98 |
| Jun 12, 2006 |
Acquisition (Non Open Market) |
8 |
52.51 |
| Mar 13, 2006 |
Acquisition (Non Open Market) |
6 |
67.57 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
1,585 |
n/a |
|
|
Jorge A. Bermudez
|
|
|
|
|
Director since April 2011
Jorge A. Bermudez, age 61, is a member of the Audit, Governance and Compensation, and MIS Committees of the Board of Directors. He served as Chief Risk Officer of Citigroup, Inc., a global financial services company, from November 2007 to March 2008. Before serving as Chief Risk Officer, Mr. Bermudez was Chief Executive Officer of Citigroup’s Commercial Business Group in North America and Citibank Texas from 2005 to 2007. He served as Senior Advisor, Citigroup International from 2004 to 2006, as Chief Executive Officer of Citigroup Latin America from 2002 to 2004, Chief Executive Officer, eBusiness, Global Cash Management and Trade from 1998 to 2002 and Head of Citibank Corporate and Investment Bank, South America from 1996 to 1998. Mr. Bermudez joined Citigroup in 1975 and held leadership positions in other divisions, including equity investments, credit policy and corporate banking from 1984 to 1996. Mr. Bermudez currently is a director of the Electric Reliability Council of Texas (2010-present), and the Federal Reserve Bank of Dallas (2012-present). He served as a director of Citibank N.A. from 2005 to 2008, the Federal Reserve Bank of Dallas, Houston Branch from 2009 to 2011 and the Association of Former Students, Texas A&M University from 2006 to 2012.
|
Holdings: 8,985 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Acquisition (Non Open Market) |
19 |
64.96 |
| Mar 13, 2013 |
Acquisition (Non Open Market) |
23 |
51.69 |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Dec 10, 2012 |
Acquisition (Non Open Market) |
11 |
49.20 |
| Sep 10, 2012 |
Acquisition (Non Open Market) |
12 |
41.86 |
| Jun 11, 2012 |
Acquisition (Non Open Market) |
15 |
36.68 |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Apr 19, 2011 |
Statement of Ownership |
0 |
n/a |
| Apr 19, 2011 |
Acquisition (Non Open Market) |
2,738 |
n/a |
|
|
Darrell Duffie, Ph.D.
|
|
|
|
|
Director since October 2008
Darrell Duffie, Ph.D., age 58, is Chairman of the MIS Committee and is a member of the Audit and Governance and Compensation Committees of the Board of Directors. He is the Dean Witter Distinguished Professor of Finance at Stanford University Graduate School of Business and has been on the finance faculty at Stanford since receiving his Ph.D. from Stanford in 1984. He has authored books and research articles on topics in finance and related fields. Dr. Duffie is a member of The Federal Reserve Bank of New York Financial Advisory Roundtable, and the Board of The Pacific Institute of Mathematical Sciences, and is a Fellow and member of the Council of the Econometric Society and a Fellow of the American Academy of Arts & Sciences. Dr. Duffie served as a trustee of iShares Trust and a director of iShares, Inc. from 2008 to 2011 and was President of the American Finance Association in 2009.
|
Holdings: 21,387 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Acquisition (Non Open Market) |
28 |
64.96 |
| Mar 13, 2013 |
Acquisition (Non Open Market) |
36 |
51.69 |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Dec 10, 2012 |
Acquisition (Non Open Market) |
30 |
49.20 |
| Sep 10, 2012 |
Acquisition (Non Open Market) |
35 |
41.86 |
| Jun 11, 2012 |
Acquisition (Non Open Market) |
40 |
36.68 |
| Mar 12, 2012 |
Acquisition (Non Open Market) |
38 |
38.92 |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Dec 12, 2011 |
Acquisition (Non Open Market) |
36 |
34.97 |
| Sep 12, 2011 |
Acquisition (Non Open Market) |
44 |
28.49 |
| Jun 10, 2011 |
Acquisition (Non Open Market) |
30 |
41.57 |
| Mar 10, 2011 |
Acquisition (Non Open Market) |
31 |
32.05 |
| Feb 8, 2011 |
Acquisition (Non Open Market) |
4,332 |
n/a |
| Dec 10, 2010 |
Acquisition (Non Open Market) |
34 |
27.18 |
| Sep 10, 2010 |
Acquisition (Non Open Market) |
37 |
24.98 |
| Jun 10, 2010 |
Acquisition (Non Open Market) |
49 |
19.07 |
| Mar 10, 2010 |
Acquisition (Non Open Market) |
33 |
27.53 |
| Feb 9, 2010 |
Acquisition (Non Open Market) |
4,295 |
n/a |
| Dec 10, 2009 |
Acquisition (Non Open Market) |
17 |
25.15 |
| Sep 14, 2009 |
Acquisition (Non Open Market) |
18 |
24.93 |
| Mar 10, 2009 |
Acquisition (Non Open Market) |
25 |
18.04 |
| Feb 10, 2009 |
Acquisition (Non Open Market) |
4,533 |
n/a |
| Oct 28, 2008 |
Statement of Ownership |
0 |
n/a |
| Oct 28, 2008 |
Acquisition (Non Open Market) |
1,499 |
n/a |
|
|
Robert R. Glauber
|
|
|
|
|
Director since June 1998
Robert R. Glauber, age 74, is a member of the Audit, Governance and Compensation and MIS Committees of the Board of Directors. Mr. Glauber has served as an adjunct lecturer at the John F. Kennedy School of Government at Harvard University since July 2007 and as a senior advisor for Peter J. Solomon Company, an investment banking advisory firm, since November 2006. Mr. Glauber served as a visiting professor at Harvard Law School from January 2009 to June 2009 and from September 2006 to June 2007. Mr. Glauber served as Chairman of the National Association of Securities Dealers (NASD) from November 2001 to August 2006 and Chief Executive Officer from November 2000 to August 2006. From 1992 to October 2000, Mr. Glauber was an adjunct lecturer at the John F. Kennedy School of Government at Harvard University. From 1989 to 1992, Mr. Glauber served as Under Secretary of the Treasury for Finance. Prior to that, Mr. Glauber was a professor of finance at the Harvard Business School. Mr. Glauber currently serves as Chairman of XL Group PLC (member of the board from 2006-present) and Northeast Bancorp (member of board from January 2011-present) and is Vice Chairman of the Trustees of the International Accounting Standards Committee Foundation. He served as a director of Freddie Mac from 2006 until 2012.
|
Holdings: 37,414 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Acquisition (Non Open Market) |
114 |
64.96 |
| Mar 13, 2013 |
Acquisition (Non Open Market) |
143 |
51.69 |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Dec 10, 2012 |
Acquisition (Non Open Market) |
111 |
49.20 |
| Sep 10, 2012 |
Acquisition (Non Open Market) |
130 |
41.86 |
| Jun 11, 2012 |
Acquisition (Non Open Market) |
150 |
36.68 |
| Mar 12, 2012 |
Acquisition (Non Open Market) |
139 |
38.92 |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Dec 12, 2011 |
Acquisition (Non Open Market) |
120 |
34.97 |
| Nov 16, 2011 |
Sell |
14,400 |
34.07 |
| Nov 16, 2011 |
Option Execute |
14,400 |
19.99 |
| Sep 12, 2011 |
Acquisition (Non Open Market) |
146 |
28.49 |
| Jun 10, 2011 |
Acquisition (Non Open Market) |
100 |
41.57 |
| May 9, 2011 |
Disposition (Non Open Market) |
1,568 |
n/a |
| Mar 10, 2011 |
Acquisition (Non Open Market) |
106 |
32.05 |
| Feb 8, 2011 |
Acquisition (Non Open Market) |
4,332 |
n/a |
| Dec 10, 2010 |
Acquisition (Non Open Market) |
98 |
27.18 |
| Nov 5, 2010 |
Sell |
3,600 |
28.42 - 28.86 |
| Nov 5, 2010 |
Disposition (Non Open Market) |
1,500 |
n/a |
| Sep 30, 2010 |
Option Execute |
3,600 |
14.06 |
| Sep 10, 2010 |
Acquisition (Non Open Market) |
106 |
25.00 |
| Jun 10, 2010 |
Acquisition (Non Open Market) |
139 |
19.09 |
| Mar 10, 2010 |
Acquisition (Non Open Market) |
96 |
27.52 |
| Feb 9, 2010 |
Acquisition (Non Open Market) |
4,295 |
n/a |
| Dec 10, 2009 |
Acquisition (Non Open Market) |
81 |
25.15 |
| Sep 14, 2009 |
Acquisition (Non Open Market) |
84 |
24.93 |
| Jun 10, 2009 |
Acquisition (Non Open Market) |
56 |
29.10 |
| Mar 10, 2009 |
Acquisition (Non Open Market) |
115 |
18.04 |
| Feb 10, 2009 |
Acquisition (Non Open Market) |
4,533 |
n/a |
| Dec 10, 2008 |
Acquisition (Non Open Market) |
72 |
22.41 |
| Sep 10, 2008 |
Acquisition (Non Open Market) |
42 |
39.02 |
| Jun 10, 2008 |
Acquisition (Non Open Market) |
42 |
39.59 |
| Mar 10, 2008 |
Acquisition (Non Open Market) |
44 |
35.50 |
| Feb 12, 2008 |
Acquisition (Non Open Market) |
3,021 |
n/a |
| Dec 10, 2007 |
Acquisition (Non Open Market) |
25 |
40.97 |
| Sep 10, 2007 |
Acquisition (Non Open Market) |
23 |
44.15 |
| Jun 11, 2007 |
Acquisition (Non Open Market) |
16 |
68.45 |
| Mar 12, 2007 |
Acquisition (Non Open Market) |
16 |
65.01 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
1,582 |
n/a |
| Dec 11, 2006 |
Acquisition (Non Open Market) |
12 |
69.96 |
| Nov 6, 2006 |
Sell |
7,800 |
66.00 - 66.05 |
| Nov 6, 2006 |
Option Execute |
7,800 |
14.06 |
| Nov 3, 2006 |
Sell |
10,200 |
66.13 - 66.17 |
| Nov 3, 2006 |
Option Execute |
10,200 |
14.06 |
| Oct 31, 2006 |
Sell |
16,000 |
66.15 - 67.09 |
| Oct 31, 2006 |
Option Execute |
16,000 |
10.99 - 11.06 |
| Sep 13, 2006 |
Acquisition (Non Open Market) |
12 |
62.98 |
| Jun 12, 2006 |
Acquisition (Non Open Market) |
15 |
52.51 |
| Mar 13, 2006 |
Acquisition (Non Open Market) |
11 |
67.57 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
1,585 |
n/a |
|
|
Kathryn M. Hill
|
|
|
|
|
Director since October 2011
Kathryn M. Hill, age 56, is a member of the Audit, Governance and Compensation and MIS Committees of the Board of Directors. Ms. Hill has over 30 years of experience in business management and leading engineering and operations organizations. She joined Cisco Systems Inc. in 1997 and served as its Senior Vice President, Executive Advisor from January 2012 to March 2013. From June 2009 to January 2012, she was Senior Vice President, Development Strategy & Operations for Cisco. Cisco designs, manufactures and sells Internet Protocol (IP)-based networking and other products related to the communications and information technology industry and provides services associated with these products. Ms. Hill served as Senior Vice President of the Access Networking and Services Group from February 2008 to June 2009, where she led the Access Routing, Ethernet Switching, Security, Wireless and Small Business technology groups. Ms. Hill served as Senior Vice President of the Ethernet and Wireless Group from July 2005 to January 2008. Ms. Hill is a member of the Board of Trustees for the Anita Borg Institute for Women and Technology.
|
Holdings: 7,127 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Dec 30, 2011 |
Acquisition (Non Open Market) |
960 |
n/a |
| Oct 27, 2011 |
Statement of Ownership |
0 |
n/a |
|
|
Ewald Kist
|
|
|
|
|
Director since July 2004
Ewald Kist, age 69, is a member of the Audit, Governance and Compensation and MIS Committees of the Board of Directors. Mr. Kist was Chairman of ING Groep N.V. (“ING Group”), a financial services company, from 2000 until his retirement in June 2004. Before serving as Chairman of ING Group, Mr. Kist was Vice Chairman from 1999 to 2000 and served as a member of the Executive Board from 1993 to 1999. Prior to the merger of Nationale Nederlanden and NMB Postbank Group to form ING Group in 1992, Mr. Kist served in a variety of capacities at Nationale Nederlanden beginning in 1969, including Chairman from 1991 to 1992, General Management—the Netherlands from 1989 to 1991 and President Nationale Nederlanden U.S. Corporation from 1986 to 1989. Mr. Kist currently is a director of The DSM Corporation (2004-present), Royal Philips Electronics (2004-present), and Stage Entertainment (2007-present). He served as a director of Dutch National Bank from 2004 until 2012.
|
Holdings: 29,279 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Feb 8, 2011 |
Acquisition (Non Open Market) |
4,332 |
n/a |
| Feb 9, 2010 |
Acquisition (Non Open Market) |
4,295 |
n/a |
| Feb 10, 2009 |
Acquisition (Non Open Market) |
4,533 |
n/a |
| Feb 12, 2008 |
Acquisition (Non Open Market) |
3,021 |
n/a |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
1,582 |
n/a |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
1,585 |
n/a |
|
|
Raymond W. McDaniel Jr.
|
|
|
|
|
Director since April 2003
Raymond W. McDaniel, Jr., age 55, has served as the President and Chief Executive Officer of the Company since April 2012, and served as the Chairman and Chief Executive Officer from April 2005 until April 2012. He currently serves on the MIS Committee of the Board of Directors. Mr. McDaniel served as the Company’s President from October 2004 until April 2005 and the Company’s Chief Operating Officer from January 2004 until April 2005. He has served as Chairman and Chief Executive Officer of Moody’s Investors Service, Inc., a subsidiary of the Company, since October 2007 and held the additional title of President from November 2001 to August 2007 and December 2008 to November 2010. Mr. McDaniel served as the Company’s Executive Vice President from April 2003 to January 2004, and as Senior Vice President, Global Ratings and Research from November 2000 until April 2003. He served as Senior Managing Director, Global Ratings and Research, of Moody’s Investors Service from November 2000 until November 2001 and as Managing Director, International from 1996 to November 2000. Mr. McDaniel currently is a Director of John Wiley & Sons, Inc.
|
Holdings: 185,491 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Automatic Sell |
82,500 |
65.03 |
| Jun 10, 2013 |
Option Execute |
82,500 |
32.41 |
| Mar 1, 2013 |
Acquisition (Non Open Market) |
83,068 |
48.35 |
| Mar 1, 2013 |
Disposition (Non Open Market) |
46,161 |
48.35 |
| Mar 12, 2012 |
Automatic Sell |
212,000 |
39.53 |
| Mar 12, 2012 |
Option Execute |
212,000 |
21.27 |
| Mar 1, 2012 |
Disposition (Non Open Market) |
6,018 |
38.84 |
| Mar 1, 2011 |
Disposition (Non Open Market) |
4,280 |
31.60 |
| Feb 25, 2011 |
Automatic Sell |
115,000 |
31.00 |
| Feb 25, 2011 |
Option Execute |
115,000 |
19.99 |
| Feb 11, 2011 |
Automatic Sell |
115,000 |
30.02 |
| Feb 11, 2011 |
Option Execute |
115,000 |
19.99 |
| Mar 18, 2010 |
Automatic Sell |
100,000 |
29.00 |
| Mar 18, 2010 |
Option Execute |
100,000 |
14.06 |
| Mar 1, 2010 |
Disposition (Non Open Market) |
3,495 |
26.98 |
| May 7, 2009 |
Option Execute |
18,337 |
14.06 |
| May 6, 2009 |
Automatic Sell |
51,000 |
31.03 - 31.50 |
| May 6, 2009 |
Option Execute |
81,663 |
14.06 |
| May 6, 2009 |
Automatic Sell |
30,663 |
31.05 - 31.37 |
| May 5, 2009 |
Option Execute |
17,730 |
14.06 |
| May 4, 2009 |
Automatic Sell |
82,070 |
30.00 |
| May 4, 2009 |
Option Execute |
82,070 |
14.06 |
| Apr 30, 2009 |
Automatic Sell |
200 |
30.00 |
| Apr 30, 2009 |
Option Execute |
200 |
14.06 |
| Apr 13, 2009 |
Automatic Sell |
83,860 |
24.84 |
| Apr 13, 2009 |
Option Execute |
83,860 |
10.71 - 10.99 |
| Mar 2, 2009 |
Disposition (Non Open Market) |
3,289 |
17.11 |
| Mar 3, 2008 |
Disposition (Non Open Market) |
8,960 |
37.20 |
| May 29, 2007 |
Sell |
37,150 |
70.00 - 70.10 |
| May 29, 2007 |
Option Execute |
37,150 |
9.04 - 12.89 |
| Apr 17, 2007 |
Sell |
37,150 |
70.00 |
| Apr 17, 2007 |
Option Execute |
37,150 |
9.04 - 12.89 |
| Mar 1, 2007 |
Disposition (Non Open Market) |
8,799 |
64.84 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
32,052 |
n/a |
| Feb 9, 2007 |
Disposition (Non Open Market) |
1,652 |
74.46 |
| Nov 20, 2006 |
Sell |
8,800 |
68.61 - 69.07 |
| Nov 20, 2006 |
Option Execute |
13,674 |
10.74 |
| Nov 20, 2006 |
Sell |
4,874 |
69.08 - 69.39 |
| Aug 28, 2006 |
Sell |
1,874 |
59.68 - 59.79 |
| Aug 28, 2006 |
Sell |
11,800 |
59.02 - 59.67 |
| Aug 28, 2006 |
Option Execute |
13,674 |
10.74 |
| Jun 5, 2006 |
Sell |
1,300 |
52.70 - 52.80 |
| Jun 5, 2006 |
Sell |
14,085 |
52.38 - 52.69 |
| Jun 5, 2006 |
Option Execute |
15,385 |
8.08 - 8.44 |
| Mar 6, 2006 |
Sell |
15,385 |
67.40 - 67.73 |
| Mar 6, 2006 |
Option Execute |
15,385 |
8.08 |
| Mar 1, 2006 |
Disposition (Non Open Market) |
4,500 |
67.72 |
| Feb 9, 2006 |
Disposition (Non Open Market) |
3,106 |
63.30 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
36,094 |
n/a |
|
|
John K. Wulff
|
|
|
|
|
Director since April 2004
John K. Wulff, age 64, is Chairman of the Governance and Compensation Committee and serves as a member of the Audit and MIS Committees of the Board of Directors. Mr. Wulff is the former Chairman of the board of Hercules Incorporated, a manufacturer and supplier of specialty chemical products, a position held from December 2003 until Ashland Inc.’s acquisition of Hercules in November 2008. Mr. Wulff was first elected as a director of Hercules in July 2003, and served as interim Chairman from October 2003 to December 2003. Mr. Wulff served as a member of the Financial Accounting Standards Board from July 2001 until June 2003. From January 1996 until March 2001, Mr. Wulff was Chief Financial Officer of Union Carbide Corporation. During his 14 years with Union Carbide, Mr. Wulff also served as Vice President and Principal Accounting Officer from January 1989 to December 1995, and Controller from July 1987 to January 1989. From April 1977 until June 1987, Mr. Wulff was a partner with KPMG and predecessor accounting and consulting firms. Mr. Wulff currently is a director of Celanese Corporation (2006-present) and Chemtura Corporation (2009-present). He served as a director of Sunoco, Inc. from 2004 until 2012, Fannie Mae from December 2004 until 2008 and of Hercules Incorporated until 2008 as well.
|
Holdings: 41,806 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Jun 10, 2013 |
Acquisition (Non Open Market) |
97 |
64.96 |
| Mar 13, 2013 |
Acquisition (Non Open Market) |
122 |
51.69 |
| Feb 15, 2013 |
Buy |
3,000 |
46.75 |
| Feb 13, 2013 |
Acquisition (Non Open Market) |
2,800 |
n/a |
| Dec 10, 2012 |
Acquisition (Non Open Market) |
93 |
49.20 |
| Sep 10, 2012 |
Acquisition (Non Open Market) |
109 |
41.86 |
| Jun 11, 2012 |
Acquisition (Non Open Market) |
125 |
36.68 |
| Mar 12, 2012 |
Acquisition (Non Open Market) |
117 |
38.92 |
| Feb 13, 2012 |
Acquisition (Non Open Market) |
3,367 |
n/a |
| Dec 12, 2011 |
Acquisition (Non Open Market) |
98 |
34.97 |
| Sep 12, 2011 |
Acquisition (Non Open Market) |
120 |
28.49 |
| Jun 10, 2011 |
Acquisition (Non Open Market) |
82 |
41.57 |
| Mar 10, 2011 |
Acquisition (Non Open Market) |
87 |
32.05 |
| Feb 8, 2011 |
Acquisition (Non Open Market) |
4,332 |
n/a |
| Dec 10, 2010 |
Acquisition (Non Open Market) |
77 |
27.18 |
| Sep 10, 2010 |
Acquisition (Non Open Market) |
84 |
25.01 |
| Jun 10, 2010 |
Acquisition (Non Open Market) |
109 |
19.08 |
| Mar 10, 2010 |
Acquisition (Non Open Market) |
75 |
27.53 |
| Feb 9, 2010 |
Acquisition (Non Open Market) |
4,295 |
n/a |
| Dec 10, 2009 |
Acquisition (Non Open Market) |
60 |
25.15 |
| Sep 14, 2009 |
Acquisition (Non Open Market) |
62 |
24.93 |
| Jun 10, 2009 |
Acquisition (Non Open Market) |
38 |
29.10 |
| Mar 10, 2009 |
Acquisition (Non Open Market) |
85 |
18.04 |
| Feb 10, 2009 |
Acquisition (Non Open Market) |
4,533 |
n/a |
| Dec 10, 2008 |
Acquisition (Non Open Market) |
50 |
22.41 |
| Sep 10, 2008 |
Acquisition (Non Open Market) |
28 |
39.02 |
| Jun 10, 2008 |
Acquisition (Non Open Market) |
28 |
39.59 |
| Mar 10, 2008 |
Acquisition (Non Open Market) |
30 |
35.50 |
| Feb 12, 2008 |
Acquisition (Non Open Market) |
3,021 |
n/a |
| Dec 10, 2007 |
Acquisition (Non Open Market) |
15 |
40.97 |
| Sep 10, 2007 |
Acquisition (Non Open Market) |
14 |
44.15 |
| Aug 14, 2007 |
Buy |
5,000 |
50.00 |
| Jun 11, 2007 |
Acquisition (Non Open Market) |
9 |
68.45 |
| Mar 12, 2007 |
Acquisition (Non Open Market) |
10 |
65.01 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
1,582 |
n/a |
| Dec 11, 2006 |
Acquisition (Non Open Market) |
7 |
69.96 |
| Sep 13, 2006 |
Acquisition (Non Open Market) |
6 |
62.98 |
| Jun 12, 2006 |
Acquisition (Non Open Market) |
8 |
52.51 |
| Mar 13, 2006 |
Acquisition (Non Open Market) |
6 |
67.57 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
1,585 |
n/a |
|
Stock transaction information provided by EDGAR Online. Moody's Corporation makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, including derivative transactions, see our Section 16 SEC filings page.
