show all hide all

Mark E. Almeida

President of Moody's Analytics

Mr. Almeida became President of Moody's Analytics in August 2007. In this role, he oversees Moody's Analytics, which comprises Moody's KMV and Moody's Economy.com as well as the sales and marketing of research and analytic products that are produced by Moody's Investors Service, the rating agency.

Prior to this position, Mr. Almeida was Senior Managing Director of the Investor Services Group (ISG) at Moody's Investors Service, where he was responsible for sales and development of Moody's portfolio of research products and services. His organization included the Sales, Product Development, and Client Service functions that support distribution of research products and services to institutional investors, credit professionals, and other capital markets participants.

Mr. Almeida joined the Corporate Finance division of Moody's Investors Service in 1988. In 1993 and 1994, he was based in Moody's London office, where he designed and structured a marketing organization in order to seize the capital markets business opportunities anticipated from the development of the European Union and the emergence of a common European currency. He was named Group Managing Director, Investor Services in 2000, and was promoted to Senior Managing Director in 2004.

Prior to joining Moody's, Mr. Almeida worked in marketing and in regional economics for Chase Econometrics, a consulting subsidiary of The Chase Manhattan Bank. He holds a BA from St. Joseph's University in Philadelphia, and an MBA from the Leonard N. Stern School of Business at New York University.

Holdings: 104,662 shares    View Transactions
Date	Type	Shares Traded	Price Range
Nov 18, 2011	Sell	25,000	32.83
Nov 18, 2011	Option Execute	25,000	19.99
Nov 17, 2011	Sell	25,000	32.75
Nov 17, 2011	Option Execute	25,000	19.99
Mar 1, 2011	Disposition (Non Open Market)	2,392	31.60
Sep 7, 2010	Acquisition (Non Open Market)	15,915	n/a
Mar 1, 2010	Disposition (Non Open Market)	840	26.98
Feb 22, 2010	Sell	56,245	26.71 - 26.83
Feb 22, 2010	Option Execute	70,000	14.06
Mar 2, 2009	Disposition (Non Open Market)	840	17.11
Mar 3, 2008	Disposition (Non Open Market)	2,026	37.20
Aug 7, 2007	Statement of Ownership	0	n/a
Aug 7, 2007	Statement of Ownership	0	n/a

Richard Cantor

Chief Risk Officer, Chief Credit Officer and Chair of Credit Policy Committee

Richard Cantor is Chief Risk Officer of Moody's Corporation, Chief Credit Officer of Moody's Investors Service and Chairman of the Credit Policy Committee. Prior to his current position, he was Managing Director of the Credit Policy Research Group, responsible for default research and measures ratings performance for Moody's Investors Service. He is a member of the Moody's Credit Policy Committee and co-chairs Moody's Academic Advisory Panel. Prior to that, he was a Senior Vice President in the Financial Guarantor Ratings Group, which rates financial guaranty insurers and reinsurers.

Mr. Cantor joined Moody's from the Federal Reserve Bank of New York, where he held a variety of positions in the Research Group and was Staff Director at the Discount Window. Prior to the Fed, Mr. Cantor taught Economics at UCLA and Ohio State and has taught on an adjunct basis at the Business Schools of Columbia University and NYU.

Mr. Cantor received a B.A. from Tufts University and a Ph.D. in Economics from Johns Hopkins University.

Holdings: 49,257 shares    View Transactions
Date	Type	Shares Traded	Price Range
Nov 25, 2011	Sell	9,000	31.66
Nov 25, 2011	Option Execute	9,000	19.99
Mar 1, 2011	Disposition (Non Open Market)	2,188	31.60
Feb 8, 2011	Acquisition (Non Open Market)	19,610	30.01
Sep 7, 2010	Acquisition (Non Open Market)	12,821	n/a
Mar 1, 2010	Disposition (Non Open Market)	414	26.98
Feb 9, 2010	Acquisition (Non Open Market)	9,989	26.78
Mar 2, 2009	Disposition (Non Open Market)	393	17.11
Jan 6, 2009	Statement of Ownership	0	n/a
Jan 6, 2009	Statement of Ownership	0	n/a

Robert Fauber

Senior Vice President, Corporate Development

Rob Fauber became Senior Vice President of Corporate Development for Moody's Corporation in April 2009. He runs the Company's corporate development group, which includes the origination, evaluation, and execution of investment, merger, and acquisition opportunities, as well as corporate strategy.

Prior to joining Moody's, Mr. Fauber served in several roles at Citigroup from 1999 - 2005, including most recently, Director of Planning and Business Development for Citigroup's Alternative Investments division. Prior to that, he worked as a Director in Corporate Strategy & Business Development for Citigroup parent, and a Vice President and Associate in the Financial Sponsor and Telecom investment banking groups at the firm's Salomon Smith Barney subsidiary.

Mr. Fauber started his career at NationsBank (now Bank of America), working in the middle market commercial banking group in Atlanta from 1992-1996, and he also ran the firm's Global Finance college recruiting program in 1997 prior to going to business school.

Mr. Fauber holds an M.B.A. (with distinction) from The Johnson School of Management at Cornell University and a B.A. in economics from the University of Virginia.

Holdings: 16,061 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2011	Disposition (Non Open Market)	1,263	31.60
Sep 7, 2010	Acquisition (Non Open Market)	7,958	n/a
Mar 1, 2010	Disposition (Non Open Market)	555	26.98
Jan 11, 2010	Statement of Ownership	0	n/a

John J. Goggins

Executive Vice President and General Counsel

John Goggins is Executive Vice President & General Counsel of Moody's Corporation. In this role, Mr. Goggins is responsible for managing all legal and regulatory matters for the company, including litigation, corporate governance and transactions, securities regulation and intellectual property, as well as the company's regulatory affairs and compliance activities. Mr. Goggins joined the firm in 1999 as Vice President and Associate General Counsel.

Prior to joining Moody's, he served as Counsel for Dow Jones & Company from 1995 to 1999, responsible for SEC compliance, corporate finance, executive compensation, investor relations and negotiating acquisitions, dispositions and joint ventures. Mr. Goggins was an Associate with Cadwalader, Wickersham & Taft from 1985 to 1995 where he worked on mergers and acquisitions.

Mr. Goggins holds a J.D. from the University of Chicago and a B.A in economics and history from Amherst College. He is a member of the New York State Bar.

Holdings: 41,969 shares    View Transactions
Date	Type	Shares Traded	Price Range
May 25, 2011	Automatic Sell	56,978	38.00
May 25, 2011	Option Execute	56,978	19.99
May 24, 2011	Automatic Sell	13,022	38.00
May 24, 2011	Option Execute	13,022	19.99
Mar 1, 2011	Disposition (Non Open Market)	2,183	31.60
Sep 7, 2010	Acquisition (Non Open Market)	15,915	n/a
Mar 1, 2010	Disposition (Non Open Market)	782	26.98
Mar 2, 2009	Disposition (Non Open Market)	765	17.11
Mar 3, 2008	Disposition (Non Open Market)	1,909	37.20
Mar 1, 2007	Disposition (Non Open Market)	1,833	64.84
Feb 12, 2007	Acquisition (Non Open Market)	7,561	n/a
Feb 9, 2007	Disposition (Non Open Market)	461	74.46
Nov 22, 2006	Sell	13,835	70.00
Nov 22, 2006	Option Execute	13,835	10.71 - 14.06
Nov 15, 2006	Sell	13,833	69.00
Nov 15, 2006	Option Execute	13,833	10.71 - 14.06
Nov 14, 2006	Sell	4,800	68.00
Nov 14, 2006	Option Execute	4,800	14.06
Nov 13, 2006	Sell	9,032	68.00
Nov 13, 2006	Option Execute	9,032	10.71 - 14.06
Mar 1, 2006	Disposition (Non Open Market)	1,116	67.72
Feb 9, 2006	Disposition (Non Open Market)	894	63.30
Feb 8, 2006	Acquisition (Non Open Market)	7,742	n/a

Linda S. Huber

Executive Vice President and Chief Financial Officer

Ms. Huber has executive responsibility for the corporation's global finance activities, including accounting and financial reporting, tax, treasury, business planning, investor relations and internal audit. She is also responsible for Moody's information technology, communications and middle office functions.

Prior to joining Moody's, Ms. Huber was Executive Vice President and Chief Financial Officer at U.S. Trust Company, a subsidiary of Charles Schwab & Company, Inc., from 2003 to 2005. Previously, she was Managing Director at Freeman & Co. from 1998 through 2002.

Ms. Huber served PepsiCo as Vice President of Corporate Strategy and Development from 1997 until 1998, and as Vice President and Assistant Treasurer from 1994 until 1997. From 1991 until 1994, Ms. Huber was a Vice President in the Energy Investment Banking Group at Bankers Trust Company, and was an Associate in the Energy Group at The First Boston Corporation from 1986 through 1990.

Ms. Huber held the rank of Captain in the U.S. Army, where she served from 1980 to 1984. During her years of military service, she received two Meritorious Service Medals and is airborne qualified.

Ms. Huber holds an MBA from Stanford Graduate School of Business and a B.S. (with high honors) in business and economics from Lehigh University.

Michel Madelain

President and Chief Operating Officer, Moody's Investors Service

Michel Madelain is President and Chief Operating Officer of Moody's Investors Service, and is responsible for setting the strategic direction and managing the day-to-day operations of Moody's ratings business. He was named Chief Operating Officer of Moody's Investors Service in May 2008 and was named President in November 2010. Prior to this role, he held the position of Executive Vice President, Fundamental Ratings, with responsibility for all global fundamental ratings, including corporate finance, financial institutions, public finance and infrastructure finance. Previously, he was Senior Managing Director with responsibility for global banking. Prior to this position, Mr. Madelain managed Moody's corporate ratings in Europe, Middle East and Africa and held several Managing Director positions in the U.S. and the U.K. fundamental rating groups.

Prior to joining Moody's in 1994, Mr. Madelain was a Partner of Ernst & Young, Auditing Practice. Mr. Madelain is a graduate of the Ecole Superieure de Commerce de Rouen, Rouen, France, and holds an MBA in management from Northwestern University, Evanston, Illinois. He is qualified as a Chartered Accountant in France.

Holdings: 37,932 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2011	Disposition (Non Open Market)	2,558	31.60
Sep 7, 2010	Acquisition (Non Open Market)	15,915	n/a
Mar 1, 2010	Disposition (Non Open Market)	425	26.98
Mar 2, 2009	Disposition (Non Open Market)	425	17.11
May 7, 2008	Statement of Ownership	0	n/a

Raymond W. McDaniel Jr.

Chairman and Chief Executive Officer

Raymond W. McDaniel, Jr. is Chairman and Chief Executive Officer of Moody's Corporation. In this role, Mr. McDaniel is responsible for all activities of the corporation and its two operating divisions: Moody's Investors Service, the credit rating agency; and Moody's Analytics.

Mr. McDaniel has held a variety of positions since joining the firm in 1987. He was named President of Moody's Investors Service in November 2001. He was promoted to Executive Vice President of the corporation and was elected to its board of directors in April 2003. Mr. McDaniel was appointed Chief Operating Officer of Moody's Corporation in January 2004, and was named President of the corporation in October 2004. He assumed responsibility as Chairman and Chief Executive Officer in April 2005.

During his tenure, Mr. McDaniel has helped lead the company to record levels of financial performance and implemented important enhancements to Moody's ratings practices. Some of these initiatives include growing the core ratings and research business globally, implementing international expansion and new products, and improving professional practices in the ratings business by enhancing credit policies, rating committee processes, and credit research capabilities.

In his earlier days with the firm, Mr. McDaniel served as Senior Managing Director for Global Ratings & Research. He was Managing Director for International, with responsibility for designing and managing regional expansion in Asia, Europe and the Americas.

Mr. McDaniel also served as Managing Director for Moody's Europe, based in London. In that capacity, he was responsible for managing all business and rating activities for Moody's in the region. He began his Moody's career as a Senior Analyst in the Asset Securitization department in New York.

Mr. McDaniel holds a J.D. from Emory University School of Law and a B.A. in political science from Colgate University. He was admitted to the Bar of the State of New York in 1984, and is a member of the board of directors of John Wiley & Sons, Inc. and the National Council on Economic Education.

Holdings: 154,602 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2011	Disposition (Non Open Market)	4,280	31.60
Feb 25, 2011	Automatic Sell	115,000	31.00
Feb 25, 2011	Option Execute	115,000	19.99
Feb 11, 2011	Automatic Sell	115,000	30.02
Feb 11, 2011	Option Execute	115,000	19.99
Mar 18, 2010	Automatic Sell	100,000	29.00
Mar 18, 2010	Option Execute	100,000	14.06
Mar 1, 2010	Disposition (Non Open Market)	3,495	26.98
May 7, 2009	Option Execute	18,337	14.06
May 6, 2009	Automatic Sell	51,000	31.03 - 31.50
May 6, 2009	Option Execute	81,663	14.06
May 6, 2009	Automatic Sell	30,663	31.05 - 31.37
May 5, 2009	Option Execute	17,730	14.06
May 4, 2009	Automatic Sell	82,070	30.00
May 4, 2009	Option Execute	82,070	14.06
Apr 30, 2009	Automatic Sell	200	30.00
Apr 30, 2009	Option Execute	200	14.06
Apr 13, 2009	Automatic Sell	83,860	24.84
Apr 13, 2009	Option Execute	83,860	10.71 - 10.99
Mar 2, 2009	Disposition (Non Open Market)	3,289	17.11
Mar 3, 2008	Disposition (Non Open Market)	8,960	37.20
May 29, 2007	Sell	37,150	70.00 - 70.10
May 29, 2007	Option Execute	37,150	9.04 - 12.89
Apr 17, 2007	Sell	37,150	70.00
Apr 17, 2007	Option Execute	37,150	9.04 - 12.89
Mar 1, 2007	Disposition (Non Open Market)	8,799	64.84
Feb 12, 2007	Acquisition (Non Open Market)	32,052	n/a
Feb 9, 2007	Disposition (Non Open Market)	1,652	74.46
Nov 20, 2006	Sell	8,800	68.61 - 69.07
Nov 20, 2006	Option Execute	13,674	10.74
Nov 20, 2006	Sell	4,874	69.08 - 69.39
Aug 28, 2006	Sell	1,874	59.68 - 59.79
Aug 28, 2006	Sell	11,800	59.02 - 59.67
Aug 28, 2006	Option Execute	13,674	10.74
Jun 5, 2006	Sell	1,300	52.70 - 52.80
Jun 5, 2006	Sell	14,085	52.38 - 52.69
Jun 5, 2006	Option Execute	15,385	8.08 - 8.44
Mar 6, 2006	Sell	15,385	67.40 - 67.73
Mar 6, 2006	Option Execute	15,385	8.08
Mar 1, 2006	Disposition (Non Open Market)	4,500	67.72
Feb 9, 2006	Disposition (Non Open Market)	3,106	63.30
Feb 8, 2006	Acquisition (Non Open Market)	36,094	n/a

Lisa S. Westlake

Senior Vice President and Chief Human Resources Officer

Lisa Westlake is Chief Human Resources Officer for Moody's Corporation, a role she took on in November 2008 after serving two years as Vice President of Investor Relations. Ms. Westlake joined Moody's in 2004 as Managing Director – Finance, responsible for leading Treasury, Tax, and Business Planning for the firm and was appointed as a corporate officer in 2007.

Prior to joining Moody's, Ms. Westlake was a Senior Consultant with the Schiff Consulting Group from 2003 to 2004 specializing in leadership strategies for finance executives.

She was previously at American Express as Vice President and Chief Financial Officer for the OPEN Small Business Network where she oversaw more than $50 billion of small business spending and $6 billion of small business lending. Prior positions at American Express included Vice President and Chief Financial Officer for Establishment Services and before that for Relationship Services. She was at American Express from 1996 through 2003.

From 1989 until 1995 Ms. Westlake held a range of financial management positions at the Dun & Bradstreet Corporation and its subsidiary at the time, IMS International. Her positions included Vice President-Finance for Global Software Services and Director-Restructuring for IMS France based in Paris. From 1984 to 1987 she served at Lehman Brothers in both the investment banking and municipal trading areas.

Ms. Westlake holds an MBA from Columbia University Graduate School of Business and an AB in Biochemistry from Dartmouth College.

Holdings: 14,542 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2011	Disposition (Non Open Market)	1,188	31.60
Sep 7, 2010	Acquisition (Non Open Market)	8,842	n/a
Mar 1, 2010	Disposition (Non Open Market)	381	26.98
Mar 2, 2009	Disposition (Non Open Market)	358	17.11
Nov 24, 2008	Statement of Ownership	0	n/a
Nov 24, 2008	Statement of Ownership	0	n/a

Stock transaction information provided by EDGAR Online. Moody's Corporation makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, including derivative transactions, see our Section 16 SEC filings page.