-
Raymond W. McDaniel Jr.
Chairman and Chief Executive Officer - Moody's Corporation
-
Raymond W. McDaniel, Jr. is Chairman and Chief Executive Officer of Moody's Corporation. In this role, Mr. McDaniel is responsible for all activities of the corporation and its two operating divisions: Moody's Investors Service, the credit rating agency; and Moody's Analytics.
Mr. McDaniel has held a variety of positions since joining the firm in 1987. He was named President of Moody's Investors Service in November 2001. He was promoted to Executive Vice President of the corporation and was elected to its board of directors in April 2003. Mr. McDaniel was appointed Chief Operating Officer of Moody's Corporation in January 2004, and was named President of the corporation in October 2004. He assumed responsibility as Chairman and Chief Executive Officer in April 2005.
During his tenure, Mr. McDaniel has helped lead the company to record levels of financial performance and implemented important enhancements to Moody's ratings practices. Some of these initiatives include growing the core ratings and research business globally, implementing international expansion and new products, and improving professional practices in the ratings business by enhancing credit policies, rating committee processes, and credit research capabilities.
In his earlier days with the firm, Mr. McDaniel served as Senior Managing Director for Global Ratings & Research. He was Managing Director for International, with responsibility for designing and managing regional expansion in Asia, Europe and the Americas.
Mr. McDaniel also served as Managing Director for Moody's Europe, based in London. In that capacity, he was responsible for managing all business and rating activities for Moody's in the region. He began his Moody's career as a Senior Analyst in the Asset Securitization department in New York.
Mr. McDaniel holds a J.D. from Emory University School of Law and a B.A. in political science from Colgate University. He was admitted to the Bar of the State of New York in 1984, and is a member of the board of directors of John Wiley & Sons, Inc. and the National Council on Economic Education.
Holdings: 158,575 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Mar 18, 2010 |
Automatic Sell |
100,000 |
29.00 |
| Mar 18, 2010 |
Option Execute |
100,000 |
14.06 |
| Mar 1, 2010 |
Disposition (Non Open Market) |
3,495 |
26.98 |
| May 7, 2009 |
Option Execute |
18,337 |
14.06 |
| May 6, 2009 |
Automatic Sell |
51,000 |
31.03 - 31.50 |
| May 6, 2009 |
Option Execute |
81,663 |
14.06 |
| May 6, 2009 |
Automatic Sell |
30,663 |
31.05 - 31.37 |
| May 5, 2009 |
Option Execute |
17,730 |
14.06 |
| May 4, 2009 |
Automatic Sell |
82,070 |
30.00 |
| May 4, 2009 |
Option Execute |
82,070 |
14.06 |
| Apr 30, 2009 |
Automatic Sell |
200 |
30.00 |
| Apr 30, 2009 |
Option Execute |
200 |
14.06 |
| Apr 13, 2009 |
Automatic Sell |
83,860 |
24.84 |
| Apr 13, 2009 |
Option Execute |
83,860 |
10.71 - 10.99 |
| Mar 2, 2009 |
Disposition (Non Open Market) |
3,289 |
17.11 |
| Mar 3, 2008 |
Disposition (Non Open Market) |
8,960 |
37.20 |
| May 29, 2007 |
Sell |
37,150 |
70.00 - 70.10 |
| May 29, 2007 |
Option Execute |
37,150 |
9.04 - 12.89 |
| Apr 17, 2007 |
Sell |
37,150 |
70.00 |
| Apr 17, 2007 |
Option Execute |
37,150 |
9.04 - 12.89 |
| Mar 1, 2007 |
Disposition (Non Open Market) |
8,799 |
64.84 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
32,052 |
n/a |
| Feb 9, 2007 |
Disposition (Non Open Market) |
1,652 |
74.46 |
| Nov 20, 2006 |
Sell |
8,800 |
68.61 - 69.07 |
| Nov 20, 2006 |
Option Execute |
13,674 |
10.74 |
| Nov 20, 2006 |
Sell |
4,874 |
69.08 - 69.39 |
| Aug 28, 2006 |
Sell |
1,874 |
59.68 - 59.79 |
| Aug 28, 2006 |
Sell |
11,800 |
59.02 - 59.67 |
| Aug 28, 2006 |
Option Execute |
13,674 |
10.74 |
| Jun 5, 2006 |
Sell |
1,300 |
52.70 - 52.80 |
| Jun 5, 2006 |
Sell |
14,085 |
52.38 - 52.69 |
| Jun 5, 2006 |
Option Execute |
15,385 |
8.08 - 8.44 |
| Mar 6, 2006 |
Sell |
15,385 |
67.40 - 67.73 |
| Mar 6, 2006 |
Option Execute |
15,385 |
8.08 |
| Mar 1, 2006 |
Disposition (Non Open Market) |
4,500 |
67.72 |
| Feb 9, 2006 |
Disposition (Non Open Market) |
3,106 |
63.30 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
36,094 |
n/a |
-
Michel Madelain
Chief Operating Officer, Moody's Investors Service
-
Michel Madelain was appointed chief operating officer of Moody's Investors Service in May 2008, and is responsible for managing the day-to-day operations of Moody's ratings business. Prior to this role, he held the position of Executive Vice President, Fundamental Ratings, with responsibility for all global fundamental ratings, including corporate finance, financial institutions, public finance and infrastructure finance. Previously, he was Senior Managing Director with responsibility for global banking. Prior to this position, Mr. Madelain managed Moody's corporate ratings in Europe, Middle East and Africa and held several Managing Director positions in the U.S. and the U.K. fundamental rating groups.
Prior to joining Moody's in 1994, Mr. Madelain was a Partner of Ernst & Young, Auditing Practice. Mr. Madelain is a graduate of the Ecole Superieure de Commerce de Rouen, Rouen, France, and holds an MBA in management from Northwestern University, Evanston, Illinois. He is qualified as a Chartered Accountant in France.
-
Mark E. Almeida
President of Moody's Analytics
-
Mr. Almeida became President of Moody's Analytics in August 2007. In this role, he oversees Moody's Analytics, which comprises Moody's KMV and Moody's Economy.com as well as the sales and marketing of research and analytic products that are produced by Moody's Investors Service, the rating agency.
Prior to this position, Mr. Almeida was Senior Managing Director of the Investor Services Group (ISG) at Moody's Investors Service, where he was responsible for sales and development of Moody's portfolio of research products and services. His organization included the Sales, Product Development, and Client Service functions that support distribution of research products and services to institutional investors, credit professionals, and other capital markets participants.
Mr. Almeida joined the Corporate Finance division of Moody's Investors Service in 1988. In 1993 and 1994, he was based in Moody's London office, where he designed and structured a marketing organization in order to seize the capital markets business opportunities anticipated from the development of the European Union and the emergence of a common European currency. He was named Group Managing Director, Investor Services in 2000, and was promoted to Senior Managing Director in 2004.
Prior to joining Moody's, Mr. Almeida worked in marketing and in regional economics for Chase Econometrics, a consulting subsidiary of The Chase Manhattan Bank. He holds a BA from St. Joseph's University in Philadelphia, and an MBA from the Leonard N. Stern School of Business at New York University.
Holdings: 89,437 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Mar 1, 2010 |
Disposition (Non Open Market) |
840 |
26.98 |
| Feb 22, 2010 |
Sell |
56,245 |
26.71 - 26.83 |
| Feb 22, 2010 |
Option Execute |
70,000 |
14.06 |
| Mar 2, 2009 |
Disposition (Non Open Market) |
840 |
17.11 |
| Mar 3, 2008 |
Disposition (Non Open Market) |
2,026 |
37.20 |
| Aug 7, 2007 |
Statement of Ownership |
0 |
n/a |
| Aug 7, 2007 |
Statement of Ownership |
0 |
n/a |
-
John J. Goggins
Senior Vice President and General Counsel
-
John Goggins is Senior Vice President & General Counsel of Moody's Corporation. In this role, Mr. Goggins is primarily responsible for providing legal advice to senior management and managing the provision of legal services by a team of in-house lawyers and outside counsel. He is also responsible for Regulatory Affairs and Compliance. Mr. Goggins joined the firm in 1999 as Vice President and Associate General Counsel.
Prior to joining Moody's, he served as Counsel for Dow Jones & Company from 1995 to 1999, responsible for SEC compliance, corporate finance, executive compensation, investor relations and negotiating acquisitions, dispositions and joint ventures. Mr. Goggins was an Associate with Cadwalader, Wickersham & Taft from 1985 to 1995 where he worked on mergers and acquisitions.
Mr. Goggins holds a J.D. from the University of Chicago and a B.A in economics and history from Amherst College. He is a member of the New York State Bar.
Holdings: 28,237 shares
View Transactions
|
| Date |
Type |
Shares Traded |
Price Range |
| Mar 1, 2010 |
Disposition (Non Open Market) |
782 |
26.98 |
| Mar 2, 2009 |
Disposition (Non Open Market) |
765 |
17.11 |
| Mar 3, 2008 |
Disposition (Non Open Market) |
1,909 |
37.20 |
| Mar 1, 2007 |
Disposition (Non Open Market) |
1,833 |
64.84 |
| Feb 12, 2007 |
Acquisition (Non Open Market) |
7,561 |
n/a |
| Feb 9, 2007 |
Disposition (Non Open Market) |
461 |
74.46 |
| Nov 22, 2006 |
Sell |
13,835 |
70.00 |
| Nov 22, 2006 |
Option Execute |
13,835 |
10.71 - 14.06 |
| Nov 15, 2006 |
Sell |
13,833 |
69.00 |
| Nov 15, 2006 |
Option Execute |
13,833 |
10.71 - 14.06 |
| Nov 14, 2006 |
Sell |
4,800 |
68.00 |
| Nov 14, 2006 |
Option Execute |
4,800 |
14.06 |
| Nov 13, 2006 |
Sell |
9,032 |
68.00 |
| Nov 13, 2006 |
Option Execute |
9,032 |
10.71 - 14.06 |
| Mar 1, 2006 |
Disposition (Non Open Market) |
1,116 |
67.72 |
| Feb 9, 2006 |
Disposition (Non Open Market) |
894 |
63.30 |
| Feb 8, 2006 |
Acquisition (Non Open Market) |
7,742 |
n/a |
-
Richard Cantor
Chief Risk Officer, Chief Credit Officer and Chair of Credit Policy Committee
-
Richard Cantor is Chief Risk Officer of Moody's Corporation, Chief Credit Officer of Moody's Investors Service and Chairman of the Credit Policy Committee. Prior to his current position, he was Managing Director of the Credit Policy Research Group, responsible for default research and measures ratings performance for Moody's Investors Service. He is a member of the Moody's Credit Policy Committee and co-chairs Moody's Academic Advisory Panel. Prior to that, he was a Senior Vice President in the Financial Guarantor Ratings Group, which rates financial guaranty insurers and reinsurers.
Mr. Cantor joined Moody's from the Federal Reserve Bank of New York, where he held a variety of positions in the Research Group and was Staff Director at the Discount Window. Prior to the Fed, Mr. Cantor taught Economics at UCLA and Ohio State and has taught on an adjunct basis at the Business Schools of Columbia University and NYU.
Mr. Cantor received a B.A. from Tufts University and a Ph.D. in Economics from Johns Hopkins University.
-
Lisa S. Westlake
Senior Vice President and Chief Human Resources Officer
-
Lisa Westlake is Chief Human Resources Officer for Moody's Corporation, a role she took on in November 2008 after serving two years as Vice President of Investor Relations. Ms. Westlake joined Moody's in 2004 as Managing Director Finance, responsible for leading Treasury, Tax, and Business Planning for the firm and was appointed as a corporate officer in 2007.
Prior to joining Moody's, Ms. Westlake was a Senior Consultant with the Schiff Consulting Group from 2003 to 2004 specializing in leadership strategies for finance executives.
She was previously at American Express as Vice President and Chief Financial Officer for the OPEN Small Business Network where she oversaw more than $50 billion of small business spending and $6 billion of small business lending. Prior positions at American Express included Vice President and Chief Financial Officer for Establishment Services and before that for Relationship Services. She was at American Express from 1996 through 2003.
From 1989 until 1995 Ms. Westlake held a range of financial management positions at the Dun & Bradstreet Corporation and its subsidiary at the time, IMS International. Her positions included Vice President-Finance for Global Software Services and Director-Restructuring for IMS France based in Paris. From 1984 to 1987 she served at Lehman Brothers in both the investment banking and municipal trading areas.
Ms. Westlake holds an MBA from Columbia University Graduate School of Business and an AB in Biochemistry from Dartmouth College.
-
Robert Fauber
Senior Vice President, Corporate Development
-
Rob Fauber became Senior Vice President of Corporate Development for Moody's Corporation in April 2009. He runs the Company's corporate development group, which includes the origination, evaluation, and execution of investment, merger, and acquisition opportunities, as well as corporate strategy.
Prior to joining Moody's, Mr. Fauber served in several roles at Citigroup from 1999 - 2005, including most recently, Director of Planning and Business Development for Citigroup's Alternative Investments division. Prior to that, he worked as a Director in Corporate Strategy & Business Development for Citigroup parent, and a Vice President and Associate in the Financial Sponsor and Telecom investment banking groups at the firm's Salomon Smith Barney subsidiary.
Mr. Fauber started his career at NationsBank (now Bank of America), working in the middle market commercial banking group in Atlanta from 1992-1996, and he also ran the firm's Global Finance college recruiting program in 1997 prior to going to business school.
Mr. Fauber holds an M.B.A. (with distinction) from The Johnson School of Management at Cornell University and a B.A. in economics from the University of Virginia.