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Raymond W. McDaniel Jr.

President and Chief Executive Officer

Mr. McDaniel has served as the President and Chief Executive Officer of the Company since April 2012, and served as the Chairman and Chief Executive Officer from April 2005 until April 2012. He currently serves on the MIS Committee of the Board of Directors. Mr. McDaniel served as the Company’s President from October 2004 until April 2005 and the Company’s Chief Operating Officer from January 2004 until April 2005. He has served as Chairman and Chief Executive Officer of Moody’s Investors Service, Inc., a subsidiary of the Company, since October 2007 and held the additional title of President from November 2001 to August 2007 and December 2008 to November 2010. Mr. McDaniel served as the Company’s Executive Vice President from April 2003 to January 2004, and as Senior Vice President, Global Ratings and Research from November 2000 until April 2003. He served as Senior Managing Director, Global Ratings and Research, of Moody’s Investors Service from November 2000 until November 2001 and as Managing Director, International from 1996 to November 2000. Mr. McDaniel currently is a Director of John Wiley & Sons, Inc.

Holdings: 231,652 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2013	Acquisition (Non Open Market)	83,068	48.35
Mar 1, 2013	Disposition (Non Open Market)	46,161	48.35
Mar 12, 2012	Automatic Sell	212,000	39.53
Mar 12, 2012	Option Execute	212,000	21.27
Mar 1, 2012	Disposition (Non Open Market)	6,018	38.84
Mar 1, 2011	Disposition (Non Open Market)	4,280	31.60
Feb 25, 2011	Automatic Sell	115,000	31.00
Feb 25, 2011	Option Execute	115,000	19.99
Feb 11, 2011	Automatic Sell	115,000	30.02
Feb 11, 2011	Option Execute	115,000	19.99
Mar 18, 2010	Automatic Sell	100,000	29.00
Mar 18, 2010	Option Execute	100,000	14.06
Mar 1, 2010	Disposition (Non Open Market)	3,495	26.98
May 7, 2009	Option Execute	18,337	14.06
May 6, 2009	Automatic Sell	51,000	31.03 - 31.50
May 6, 2009	Option Execute	81,663	14.06
May 6, 2009	Automatic Sell	30,663	31.05 - 31.37
May 5, 2009	Option Execute	17,730	14.06
May 4, 2009	Automatic Sell	82,070	30.00
May 4, 2009	Option Execute	82,070	14.06
Apr 30, 2009	Automatic Sell	200	30.00
Apr 30, 2009	Option Execute	200	14.06
Apr 13, 2009	Automatic Sell	83,860	24.84
Apr 13, 2009	Option Execute	83,860	10.71 - 10.99
Mar 2, 2009	Disposition (Non Open Market)	3,289	17.11
Mar 3, 2008	Disposition (Non Open Market)	8,960	37.20
May 29, 2007	Sell	37,150	70.00 - 70.10
May 29, 2007	Option Execute	37,150	9.04 - 12.89
Apr 17, 2007	Sell	37,150	70.00
Apr 17, 2007	Option Execute	37,150	9.04 - 12.89
Mar 1, 2007	Disposition (Non Open Market)	8,799	64.84
Feb 12, 2007	Acquisition (Non Open Market)	32,052	n/a
Feb 9, 2007	Disposition (Non Open Market)	1,652	74.46
Nov 20, 2006	Sell	8,800	68.61 - 69.07
Nov 20, 2006	Option Execute	13,674	10.74
Nov 20, 2006	Sell	4,874	69.08 - 69.39
Aug 28, 2006	Sell	1,874	59.68 - 59.79
Aug 28, 2006	Sell	11,800	59.02 - 59.67
Aug 28, 2006	Option Execute	13,674	10.74
Jun 5, 2006	Sell	1,300	52.70 - 52.80
Jun 5, 2006	Sell	14,085	52.38 - 52.69
Jun 5, 2006	Option Execute	15,385	8.08 - 8.44
Mar 6, 2006	Sell	15,385	67.40 - 67.73
Mar 6, 2006	Option Execute	15,385	8.08
Mar 1, 2006	Disposition (Non Open Market)	4,500	67.72
Feb 9, 2006	Disposition (Non Open Market)	3,106	63.30
Feb 8, 2006	Acquisition (Non Open Market)	36,094	n/a

Mark E. Almeida

President - Moody's Analytics

Mr. Almeida has served as President of Moody’s Analytics since January 2008. Prior to this position, Mr. Almeida was Senior Vice President of Moody’s Corporation from August 2007 to January 2008, Senior Managing Director of the Investor Services Group (ISG) at Moody’s Investors Service, Inc. from December 2004 to January 2008 and was Group Managing Director of ISG from June 2000 to December 2004. Mr. Almeida joined Moody’s Investors Service, Inc. in April 1988 and has held a variety of positions with the company in both the U.S. and overseas.

Holdings: 0 shares    View Transactions
Date	Type	Shares Traded	Price Range
May 14, 2013	Sell	1,000	66.33
May 10, 2013	Sell	33,000	65.16
May 10, 2013	Option Execute	33,000	32.41
Mar 1, 2013	Acquisition (Non Open Market)	26,610	48.35
Mar 1, 2013	Disposition (Non Open Market)	15,991	48.35
Nov 13, 2012	Sell	46,000	46.22
Nov 13, 2012	Option Execute	46,000	21.27
Mar 1, 2012	Disposition (Non Open Market)	2,692	38.84
Nov 18, 2011	Sell	25,000	32.83
Nov 18, 2011	Option Execute	25,000	19.99
Nov 17, 2011	Sell	25,000	32.75
Nov 17, 2011	Option Execute	25,000	19.99
Mar 1, 2011	Disposition (Non Open Market)	2,392	31.60
Sep 7, 2010	Acquisition (Non Open Market)	15,915	n/a
Mar 1, 2010	Disposition (Non Open Market)	840	26.98
Feb 22, 2010	Sell	56,245	26.71 - 26.83
Feb 22, 2010	Option Execute	70,000	14.06
Mar 2, 2009	Disposition (Non Open Market)	840	17.11
Mar 3, 2008	Disposition (Non Open Market)	2,026	37.20
Aug 7, 2007	Statement of Ownership	0	n/a
Aug 7, 2007	Statement of Ownership	0	n/a

Richard Cantor

Chief Risk Officer

Mr. Cantor has served as Chief Risk Officer of Moody’s Corporation since December 2008 and as Chief Credit Officer of Moody’s Investors Service, Inc. since November 2008. From July 2008 to November 2008, Mr. Cantor served as Acting Chief Credit Officer. Prior thereto, Mr. Cantor was Managing Director of Moody’s Credit Policy Research Group from June 2001 to July 2008, after serving as Senior Vice President in the Financial Guarantors Rating Group. Mr. Cantor joined Moody’s in 1997 from the Federal Reserve Bank of New York, where he served as Assistant Vice President in the Research Group and was Staff Director at the Discount Window. Prior to the Federal Reserve, Mr. Cantor taught Economics at UCLA and Ohio State and has taught on an adjunct basis at the business schools of Columbia University and New York University.

Holdings: 55,678 shares    View Transactions
Date	Type	Shares Traded	Price Range
May 14, 2013	Sell	49,008	66.29
May 14, 2013	Option Execute	49,008	25.37
Mar 1, 2013	Disposition (Non Open Market)	7,510	48.35
Feb 13, 2013	Acquisition (Non Open Market)	13,978	46.43
Mar 15, 2012	Automatic Sell	11,218	41.90
Mar 13, 2012	Automatic Sell	18,750	40.90
Mar 13, 2012	Option Execute	18,750	32.41
Mar 12, 2012	Automatic Sell	28,000	39.90
Mar 12, 2012	Option Execute	28,000	21.27
Mar 1, 2012	Disposition (Non Open Market)	4,835	38.84
Feb 13, 2012	Acquisition (Non Open Market)	16,006	38.61
Nov 25, 2011	Sell	9,000	31.66
Nov 25, 2011	Option Execute	9,000	19.99
Mar 1, 2011	Disposition (Non Open Market)	2,188	31.60
Feb 8, 2011	Acquisition (Non Open Market)	19,610	30.01
Sep 7, 2010	Acquisition (Non Open Market)	12,821	n/a
Mar 1, 2010	Disposition (Non Open Market)	414	26.98
Feb 9, 2010	Acquisition (Non Open Market)	9,989	26.78
Mar 2, 2009	Disposition (Non Open Market)	393	17.11
Jan 6, 2009	Statement of Ownership	0	n/a
Jan 6, 2009	Statement of Ownership	0	n/a

Robert Fauber

Senior Vice President - Corporate Development

Mr. Fauber has served as Senior Vice President—Corporate Development of Moody’s Corporation since April 2009 and Head of the MIS Commercial Group since January 2013. Mr. Fauber served as Vice President-Corporate Development from September 2005 to April 2009. Prior to joining Moody’s, Mr. Fauber served in several roles at Citigroup from 1999 to 2005, including most recently, Director of Planning and Business Development for Citigroup’s Alternative Investments division. Prior to that, Mr. Fauber worked as a Director in Corporate Strategy & Business Development for Citigroup and a Vice President and Associate in the Financial Sponsor and Telecom investment banking groups at the firm’s Salomon Smith Barney subsidiary. From 1992-1996, Mr. Fauber worked at NationsBank (now Bank of America), working in the middle market commercial banking group and also ran the firm’s Global Finance college recruiting program in 1997.

Holdings: 24,338 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2013	Acquisition (Non Open Market)	9,932	48.35
Mar 1, 2013	Disposition (Non Open Market)	5,543	48.35
Mar 1, 2012	Disposition (Non Open Market)	1,655	38.84
Mar 1, 2011	Disposition (Non Open Market)	1,263	31.60
Sep 7, 2010	Acquisition (Non Open Market)	7,958	n/a
Mar 1, 2010	Disposition (Non Open Market)	555	26.98
Jan 11, 2010	Statement of Ownership	0	n/a

John J. Goggins

Executive Vice President and General Counsel

Mr. Goggins has served as the Company’s Executive Vice President and General Counsel since April 2011 and the Company’s Senior Vice President and General Counsel from October 2000 until April 2011. Mr. Goggins joined Moody’s Investors Service, Inc. in February 1999 as Vice President and Associate General Counsel. Prior thereto, he served as counsel at Dow Jones & Company from 1995 to 1999, where he was responsible for securities, acquisitions and general corporate matters. Prior to Dow Jones, he was an associate at Cadwalader, Wickersham & Taft from 1985 to 1995, where he specialized in mergers and acquisitions.

Holdings: 47,294 shares    View Transactions
Date	Type	Shares Traded	Price Range
Apr 29, 2013	Automatic Sell	46,500	58.24 - 59.21
Apr 29, 2013	Option Execute	46,500	32.41
Mar 1, 2013	Acquisition (Non Open Market)	20,316	48.35
Mar 1, 2013	Disposition (Non Open Market)	11,521	48.35
Oct 26, 2012	Automatic Sell	64,000	47.00
Oct 26, 2012	Option Execute	64,000	21.27
Mar 1, 2012	Disposition (Non Open Market)	2,495	38.84
May 25, 2011	Automatic Sell	56,978	38.00
May 25, 2011	Option Execute	56,978	19.99
May 24, 2011	Automatic Sell	13,022	38.00
May 24, 2011	Option Execute	13,022	19.99
Mar 1, 2011	Disposition (Non Open Market)	2,183	31.60
Sep 7, 2010	Acquisition (Non Open Market)	15,915	n/a
Mar 1, 2010	Disposition (Non Open Market)	782	26.98
Mar 2, 2009	Disposition (Non Open Market)	765	17.11
Mar 3, 2008	Disposition (Non Open Market)	1,909	37.20
Mar 1, 2007	Disposition (Non Open Market)	1,833	64.84
Feb 12, 2007	Acquisition (Non Open Market)	7,561	n/a
Feb 9, 2007	Disposition (Non Open Market)	461	74.46
Nov 22, 2006	Sell	13,835	70.00
Nov 22, 2006	Option Execute	13,835	10.71 - 14.06
Nov 15, 2006	Sell	13,833	69.00
Nov 15, 2006	Option Execute	13,833	10.71 - 14.06
Nov 14, 2006	Sell	4,800	68.00
Nov 14, 2006	Option Execute	4,800	14.06
Nov 13, 2006	Sell	9,032	68.00
Nov 13, 2006	Option Execute	9,032	10.71 - 14.06
Mar 1, 2006	Disposition (Non Open Market)	1,116	67.72
Feb 9, 2006	Disposition (Non Open Market)	894	63.30
Feb 8, 2006	Acquisition (Non Open Market)	7,742	n/a

Linda S. Huber

Executive Vice President and Chief Financial Officer

Ms. Huber has served as the Company’s Executive Vice President and Chief Financial Officer since May 2005. Prior thereto, she served as Executive Vice President and Chief Financial Officer at U.S. Trust Company, a subsidiary of Charles Schwab & Company, Inc., from 2003 to 2005. Prior to U.S. Trust, she was Managing Director at Freeman & Co. from 1998 through 2002. She served PepsiCo as Vice President of Corporate Strategy and Development from 1997 until 1998 and as Vice President and Assistant Treasurer from 1994 until 1997. She served as Vice President in the Energy Investment Banking Group at Bankers Trust Company from 1991 until 1994 and as an Associate in the Energy Group at First Boston Corporation from 1986 through 1990. She also held the rank of Captain in the U.S. Army where she served from 1980 to 1984.

Holdings: 69,351 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2013	Acquisition (Non Open Market)	34,311	48.35
Mar 1, 2013	Disposition (Non Open Market)	21,506	48.35
Mar 1, 2012	Disposition (Non Open Market)	3,875	38.84
Mar 1, 2011	Disposition (Non Open Market)	3,213	31.60
Sep 7, 2010	Acquisition (Non Open Market)	17,683	n/a
Mar 1, 2010	Disposition (Non Open Market)	1,484	26.98
Mar 2, 2009	Disposition (Non Open Market)	1,435	17.11
Mar 3, 2008	Disposition (Non Open Market)	3,702	37.20
Mar 1, 2007	Disposition (Non Open Market)	3,506	64.84
Feb 12, 2007	Acquisition (Non Open Market)	13,875	n/a
Mar 1, 2006	Disposition (Non Open Market)	1,815	67.72
Feb 8, 2006	Acquisition (Non Open Market)	14,220	n/a

Michel Madelain

President and Chief Operating Officer - Moody's Investors Service

Mr. Madelain has served as President of Moody’s Investors Service Inc. since November 2010 and as Chief Operating Officer since May 2008. Prior to this, Mr. Madelain served as Executive Vice President, Fundamental Ratings from September 2007 to May 2008, with responsibility for all Global Fundamental Ratings, including Corporate Finance, Financial Institutions, Public Finance and Infrastructure Finance. He managed the Financial Institutions group from March 2007 until September 2007. Mr. Madelain served as Group Managing Director, EMEA Corporate Ratings from November 2000 to March 2007 and prior thereto held several Managing Director positions in the U.S. and U.K. Fundamental Rating Groups. Prior to joining Moody’s in 1994, Mr. Madelain served as a Partner of Ernst & Young, Auditing Practice. Mr. Madelain is qualified as a Chartered Accountant in France.

Holdings: 59,386 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 1, 2013	Acquisition (Non Open Market)	22,803	48.35
Mar 1, 2013	Disposition (Non Open Market)	13,928	48.35
Mar 1, 2012	Disposition (Non Open Market)	2,846	38.84
Mar 1, 2011	Disposition (Non Open Market)	2,558	31.60
Sep 7, 2010	Acquisition (Non Open Market)	15,915	n/a
Mar 1, 2010	Disposition (Non Open Market)	425	26.98
Mar 2, 2009	Disposition (Non Open Market)	425	17.11
May 7, 2008	Statement of Ownership	0	n/a

Lisa S. Westlake

Senior Vice President and Chief Human Resources Officer

Ms. Westlake has served as the Company’s Senior Vice President and Chief Human Resources Officer since November 2008. Prior to this position, Ms. Westlake served as Vice President—Investor Relations from December 2006 to November 2008 and Managing Director—Finance from September 2004 to December 2006. Prior to joining the Company, Ms. Westlake was a senior consultant with the Schiff Consulting Group from 2003 to 2004. From 1996 to 2003 Ms. Westlake worked at American Express Company where she held several different positions such as Vice President and Chief Financial Officer for the OPEN Small Business Network, Vice President and Chief Financial Officer for Establishment Services and Vice President and Chief Financial Officer for Relationship Services. From 1989 to 1995 Ms. Westlake held a range of financial management positions at Dun & Bradstreet Corporation and its subsidiary at the time, IMS International. From 1984 to 1987 Ms. Westlake served at Lehman Brothers in both the investment banking and municipal trading areas.

Holdings: 0 shares    View Transactions
Date	Type	Shares Traded	Price Range
May 8, 2013	Disposition (Non Open Market)	1,005	63.84
Mar 1, 2013	Acquisition (Non Open Market)	17,574	48.35
Mar 1, 2013	Disposition (Non Open Market)	9,082	48.35
Mar 1, 2012	Disposition (Non Open Market)	1,378	38.84
Mar 1, 2011	Disposition (Non Open Market)	1,188	31.60
Sep 7, 2010	Acquisition (Non Open Market)	8,842	n/a
Mar 1, 2010	Disposition (Non Open Market)	381	26.98
Mar 2, 2009	Disposition (Non Open Market)	358	17.11
Nov 24, 2008	Statement of Ownership	0	n/a
Nov 24, 2008	Statement of Ownership	0	n/a

Blair L. Worrall

Senior Vice President - Ratings Delivery and Data

Mr. Worrall was appointed Senior Vice President – Ratings Delivery and Data in February 2013. Prior to this position, he served as Senior Vice President – Internal Audit from April 2011 to February 2013 and as Vice President – Internal Audit from September 2007 to April 2011. He served as the Controller for Moody’s Investors Service from November 2004 until September 2007. Prior to joining the Company, Mr. Worrall was Vice President, Accounting for RCN Corporation from 2002 to 2004 and held various finance positions at Dow Jones & Company, Inc. from 1979 to 2001.

Holdings: 11,710 shares    View Transactions
Date	Type	Shares Traded	Price Range
Mar 11, 2013	Acquisition (Non Open Market)	8	50.50
Mar 1, 2013	Disposition (Non Open Market)	1,325	48.35
Feb 20, 2013	Statement of Ownership	0	n/a
Feb 20, 2013	Statement of Ownership	0	n/a

Stock transaction information provided by EDGAR Online. Moody's Corporation makes no representation or warranty with respect to any of the information contained herein, takes no responsibility for supplementing, updating or correcting any such information and shall have no liability with respect to any such information. This listing does not include derivatives, such as stock option grants or shares purchased through an employee stock purchase plan. For recent transactions, including derivative transactions, see our Section 16 SEC filings page.