Raymond W. McDaniel, Jr., President and Chief Executive Officer

Director since April 2003

Raymond W. McDaniel, Jr., age 61, has served as the President and Chief Executive Officer of the Company since April 2012, and served as the Chairman and Chief Executive Officer from April 2005 until April 2012. He currently serves on the Executive Committee of the Board of Directors. Mr. McDaniel served as the Company’s President from October 2004 until April 2005 and the Company’s Chief Operating Officer from January 2004 until April 2005. He has served as Chief Executive Officer of Moody’s Investors Service, Inc., a subsidiary of the Company, since October 2007. He held the additional titles of President from November 2001 to August 2007 and December 2008 to November 2010 and Chairman from October 2007 until June 2015. Mr. McDaniel served as the Company’s Executive Vice President from April 2003 to January 2004, and as Senior Vice President, Global Ratings and Research from November 2000 until April 2003. He served as Senior Managing Director, Global Ratings and Research, of Moody’s Investors Service from November 2000 until November 2001 and as Managing Director, International from 1996 to November 2000. Mr. McDaniel currently is a director of John Wiley & Sons, Inc. (2005-present) and a member of the Board of Trustees of Muhlenberg College (2015-present).

Richard Cantor, Chief Credit Officer

Richard Cantor serves as Chief Credit Officer for Moody’s Corporation (MCO), a position he has held since 2008. Mr. Cantor heads MIS’s Credit Strategy and Standards Group, which is responsible for the rating agency’s global credit strategy and thematic research, the quality and consistency of its ratings across regions and sectors, and the methodologies and models applied in the determination of ratings. From 2009 to 2018, Mr. Cantor also served as Chief Risk Officer, and in that role he led MCO’s global risk management function. Mr. Cantor was appointed by the U.S. State Department to the Asia-Pacific Economic Cooperation (APEC) Business Advisory Council in 2015 for a three-year term. Mr. Cantor joined Moody’s in 1997 from the Federal Reserve Bank of New York, where he served as Assistant Vice President in the Research Group and was Staff Director at the Discount Window. Prior to the Federal Reserve, Mr. Cantor taught Economics at UCLA and Ohio State and has taught on an adjunct basis at the business schools of Columbia University and New York University.

Robert Fauber, Chief Operating Officer

Mr. Fauber became Chief Operating Officer effective November 1, 2019. He served as President – Moody’s Investors Service from June 1, 2019 to October 31, 2019, Senior Vice President—Corporate & Commercial Development of Moody’s Corporation from April 2014 to May 31, 2016 and was Head of the MIS Commercial Group from January 2013 to May 31, 2016. From April 2009 through April 2014, he served as Senior Vice President - Corporate Development of Moody's Corporation. Mr. Fauber served as Vice President-Corporate Development from September 2005 to April 2009. Prior to joining Moody’s, Mr. Fauber served in several roles at Citigroup and its investment banking subsidiary Salomon Smith Barney from 1999 to 2005. From 1992-1996, Mr. Fauber worked at NationsBank (now Bank of America) in the middle market commercial banking group.

John J. Goggins, Executive Vice President - General Counsel

Mr. Goggins has served as the Company’s Executive Vice President and General Counsel since April 2011 and the Company’s Senior Vice President and General Counsel from October 2000 until April 2011. Mr. Goggins joined Moody’s Investors Service, Inc. in February 1999 as Vice President and Associate General Counsel. Prior thereto, he served as counsel at Dow Jones & Company from 1995 to 1999, where he was responsible for securities, acquisitions and general corporate matters. Prior to Dow Jones, he was an associate at Cadwalader, Wickersham & Taft from 1985 to 1995, where he specialized in mergers and acquisitions.

Melanie Hughes, Senior Vice President - Chief Human Resources Officer

Ms. Hughes has served as Senior Vice President—Chief Human Resources Officer since September 2017. Prior to joining the Company, Ms. Hughes was Chief Human Resource Officer & Executive Vice President Human Resources at American Eagle Outfitters from July 2016 to September 2017 and served as Executive Vice President, Human Resources at Tribune Media from May 2013 to June 2016. She has held several senior management roles for many different companies such as Coach, Gilt Group, and DoubleClick.

Mark Kaye, Senior Vice President - Chief Financial Officer

Mark brings over 15 years of diverse experience in business finance, financial planning and analysis, strategy and large-scale project management. He comes to us from Massachusetts Mutual Life Insurance Company (MassMutual), where he served as Senior Vice President and Head of Financial Planning and Analysis, as well as Chief Financial Officer of MassMutual U.S., the company's domestic insurance and retirement plan operation. Prior to joining MassMutual in 2015, he held a range of senior finance leadership roles at Voya Financial (formerly ING U.S.), and he began his career in the investment banking division of Credit Suisse First Boston.

In addition to working in the U.S., Mark has had extensive prior work experience in the Asia Pacific region. He has an M.B.A. in Finance and a B.S.E. in Statistics and Actuarial Science, both from the Wharton School at the University of Pennsylvania, and is a Fellow of the Society of Actuaries.

Caroline Sullivan, Senior Vice President - Corporate Controller

Caroline Sullivan is Senior Vice President & Corporate Controller for Moody’s Corporation. Prior to joining Moody’s, Caroline was a Managing Director and the Banking Controller for Bank of America. Caroline joined Bank of America in 2011. Prior to joining the bank, Caroline was at Morgan Stanley for six years and held a variety of controllership roles in New York and Hong Kong. She has also worked for Allied Irish Bank in New York and started her accounting career at EY. Caroline is a CPA and holds an MBA with a concentration in Accounting from Seton Hall University in New Jersey, and a Bachelor’s degree in Primary Teacher Education from St. Patrick’s College, Drumcondra, Ireland.

Stephen Tulenko, President - Moody's Analytics

Mr. Tulenko became President of Moody’s Analytics effective November 1, 2019. Prior to this position, Mr. Tulenko served as Executive Director of Enterprise Risk Solutions, a role he held since 2013. Mr. Tulenko previously led Sales, Customer Service and Marketing for Moody’s Analytics. Prior to the formation of Moody’s Analytics, he held various sales, product development and product strategy roles at MIS.

Michael West, President – Moody’s Investors Service

Mr. West became President – Moody’s Investors Service effective November 1, 2019. Prior to this position, Mr. West served as the head of MIS Ratings and Research, as well as the Head of Global Corporate Finance and Head of Global Structured Finance. Earlier in his career, he was responsible for the research strategy for the ratings businesses and before that led Corporate Finance for the EMEA Region, European Corporates and the EMEA leveraged finance business.

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